Hello
Hope you are doing well
Position: Middle Office Business Analyst
Location: Stamford, Connecticut, (Hybrid) – onsite 2 days a week
Client: NatWest Bank
Visa: Any Visa except H4 and OPT, H1b
Start Date: ASAP
Duration: 1 Year + : Client will execute Quarterly SOW’s
Start Date: ASAP
Role:
• Operational lead owning and remediating front end & time sensitive issues ensuring trade lifecycle flow.
• Collect, review, and challenge Broadridge Standard Operating Procedures and daily output, working with Broadridge and internal stakeholders to highlight concerns and remediate incidents.
• Ensure Broadridge preparedness on any Industry, Change, and Regulatory initiatives.
• Identify and own opportunities to re-engineer processes & controls from a simplification, cost saving, regulatory, and customer perspective.
• Attendance at regular governance meetings with service providers – ensure issues are raised and actioned, meetings are well documented, required procedural changes are discussed and agreed, audit results are reviewed and addressed.
• Maintaining an effective control environment through review and distribution of policy updates, SOX/RACA identification and creation of controls, adequacy reviews and testing, MI Review and Reporting, and maintenance of governance documentation
• Effectively manage key relationships and work closely with regional and global teams across the organization including front office, operations, compliance, finance, and technology.
• Perform and deliver project work in collaboration with other teams, regionally and globally, to align with the bank’s strategy.
• Regular reporting to management on status of outsourced and offshored activities, with particular attention to any risks, issues, and remediation actions.
Requirements:
• Must have a strong front to back understanding of Fixed Income products, Repo / Triparty Processing, and Central Clearing.
• Extremely detail oriented, hard-worker, positive attitude and enthusiasm for solving complex problems.
• Strong knowledge of Fixed Income settlements, collateral management, and funding.
• Direct understanding of US regulatory requirements specific to Broker Dealer Operations.
Thanks & Regards
Ambika
E-mail 📩[email protected]
Mob:- 512-866-4478
5900 Belcones drive
Suit #100, Austin, TX , 78731